Forms

The following forms are needed for the NYPC membership process:

Stage 1: Basic Requirements

1. Basic Membership Requirement Sheet For Prospective Participants: Common    PDF

2. Basic Membership Requirement Sheet For Prospective Participants: Affiliate    PDF

3. Basic Membership Requirement Sheet For Prospective Participants: NYPC Only    PDF

4. Membership Questionnaire    PDF

5. Appendix to Membership Questionnaire    PDF

6. Appendix to Membership Application    PDF

7. Certificate of Authority & Authorized Signatures    PDF

8. Certificate of Member’s Corporate Resolutions    PDF

Stage 2: Legal Documents

1. Appointment of Funds-Only Settling Bank and Funds-Only Settling Bank Agreement    PDF

2. Original margin and Guaranty Fund Wire Instructions    PDF

3. Clearing Member Agreement    PDF

4. NYPC FICC Member Cross Margin Agreement – Joint Clearing Member    PDF

5. NYPC FICC Member Cross Margin Agreement – Affiliated Members    PDF

6. Cross Ownership Guaranty    PDF

7. FICC Treasury Delivery Services Agreement    PDF

8. Netting Member Adding Executing Firm for Netting    PDF

9. NYPC Parent Guaranty – Full Guaranty    PDF

10. NYPC Parent Guaranty – Partial Guaranty    PDF

Stage 3: Connectivity*

1. Router Exchange Form

2. Access Coordinator Form

3. SMART Connection Request

* Forms required for connectivity will vary depending on the member firm’s specific needs, thus, NYPC will work with the member firm as requirements are identified.